From: "Kitchens, John, NS6X (SM, SB) via ARRLSB" <arrlsb@mailman.qth.net>
To: arrlsb@groups.io
Cc: "ARRL Santa Barbara Section" <arrlsb@mailman.qth.net>
Sent: Wednesday, January 10, 2024 8:18:02 PM
Subject: [ARRLSB] Report via Marty Woll, N6VI from outgoing ARRL Vice-President Mike Raisbeck, W1TWF

ARRLSB - ARRL Santa Barbara Section Mailing List
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For your review:

Date: Wed, 10 Jan 2024 12:44:54 -0800
From: "Marty Woll" <n6vi@socal.rr.com>
To: "sccc" <sccc@contesting.com>
Subject: [SCCC] Report of ARRL 1st VP
Message-ID: <006801da4405$de22f890$9a68e9b0$@socal.rr.com>
Content-Type: text/plain;       charset="us-ascii"

Hi, all.

 

Here is some candid information from the outgoing ARRL First Vice President
Mike Raisbeck K1TWF to give you what I consider an unbiased view of current
ARRL Board issues.  Mike has released this for public consumption.  It is
lengthy but is worth the read.

 

Marty N6VI

 

 

1st Vice President Report to the Board                January 2024

 

I've been the 1st VP for four years now, and a Vice-Director for
twenty-three years before that - a quarter century in all. The truth of the
matter is that for me the last four years have been quiet. COVID has had a
lot to do with this - hamfests and similar gatherings are only now coming
back into fashion. This inactivity has been a bit disappointing, but reality
is what it is. In any case, this could well be my last 1st VP report, so I
thought I would take up a few more pages than usual to lay out my thoughts,
and to get some discussion going that might, in the long run, help lead the
Board in some more fruitful directions. I have several concerns, all of them
centering on matters of ethics and fairness. These are:

 

- What is a not-for-profit and what does that mean for the way we conduct
our affairs

- The highly unethical nature of the "Shadow Board"

- The meaning and importance of Board transparency

- Equal representation for our members

- Restructuring the Ethics and Election Committee

 

I have also included some hints as to how these problems might be remedied.

 

I. What it Means to be Not-for-profit

 

We are NOT a for-profit organization, though considerations of long-term
financial viability are hugely important. I applaud those who have been
focusing on our finance-related problems and applying their substantial
business experience. However, I repeat, we are NOT a for-profit
organization. This difference between for-profit and not-for-profit
organizations rests in the goals. To be for-profit defines the primary goal
as optimizing financial payoff to stakeholders. There may be other goals,
but they are secondary to generating ROI. In contrast, to be not-for-profit
defines the primary goal as promoting a particular and generally
non-monetary cause. Financial optimization is an important secondary goal,
but it is only secondary.

 

What does this mean for the League? It means that our primary focus is
promoting Amateur Radio, the people who practice it, and above all, our
members. Increasing interest in the hobby is something we all strive for,
and I personally think we can make progress, even against the demographic
tide that our ageing membership presents. But, contrary to the tenor of much
Board conversation over the last few years, a shrinking membership will not
kill the League. Membership has varied at different times in our history. It
started at zero when the League was founded and has generally, though not
universally, grown over the years. At every step, the League has adjusted to
serve the membership it had. Shrinking membership is only an existential
threat if we fail to manage the organization's size and scope appropriately.
So, let's bring the panic level down a few notches. Let's continue to try to
grow the hobby, and thereby League membership, but let's acknowledge that if
we can't grow the membership, we can simply scale down a bit. The ROI in
financial terms will be smaller, but that is secondary. The ROI in terms of
supporting our members and our hobby will remain sound.

 

II. The "Shadow Board" and its Ethical Ramifications

 

As all of you are aware, we have, over the last two years or so, developed
what I call a "Shadow Board." Those on the Shadow Board, roughly 10
Directors, apparently meet periodically to discuss Board matters, including
proposed motions and actions. The remaining Directors are excluded along
with the other Board officers. To the best of my knowledge, no formal
reports or minutes of these meetings have been prepared, and certainly not
shared with the rest of the Board. This is highly unethical, and highly
damaging to the Board and to the League. Let me give some background
information, then I will describe why this is unethical. First, I should
describe my own board experience, which will give you an idea of where my
views originate. I have been on several small and modest sized
not-for-profit boards, including everything from the local radio club and a
large charter school to the organization, FEMARA, that runs the New England
Convention. I have also been on numerous municipal boards, both elected and
appointed. A number of the League's Board members, past and present, have
had similar experiences, and I believe some number of you also have
experience on for-profit boards.

 

I am most familiar with the municipal realm in Massachusetts, though I can
assure you that the ethical and legal considerations are identical, or
nearly so, in every state of the Union. Look up "Open Meeting Laws". In the
government regulatory sphere there are very strong ethical and legal
requirements surrounding the holding of unannounced or covert board
meetings. In this context "meeting" generally means any gathering, physical
or virtual (including some serial conversations), of a quorum of a board. If
a town board were to be caught having shadow meetings such as our Board is
doing, the participants would find themselves before a superior court judge
and in very hot water within days and would be the subjects of state ethics
commission investigations. So, what does this have to do with the board of a
not-for-profit? First, let's consider why the rules for municipal boards are
what they are. There is in the public sphere a general public right to know
what the leaders are doing. This is critical if the public is to reasonably
and rationally select, by election or through appointment by elected
officials, those who would govern them. It is this purpose that leads to the
demand for transparency, which I discuss later in this report.

 

So how does this rationale apply to other boards, not-for-profit or
otherwise? That depends on the nature of the board. For many not-for-profit
organizations, perhaps it does not. Many, the majority I believe, of
not-for-profit boards are self-selecting. The board members choose their
peers and successors, often based on how deep their pockets are. There is no
"public" in the same sense as the term applies to governmental boards. While
in these cases cutting some board members out of board discussions may not
be the best of governance practices, it does not necessarily damage the
process by which the board is selected. This rationale applies as well to
for-profit organizations with private or closed boards. The League does NOT
have this kind of board. Directors are periodically elected by members based
on geographic areas. Our model is very much like that of a governmental
unit, a town, state, or country. Our members pay for their vote with their
dues. And the geographic aspect makes it even more important to include
every Board member fully in the decision-making process. Exclusion of any
Director from discussions is, in effect, disenfranchising the members of
their division.

 

So how did this "shadow board" come to be? An underlying current has been
the allegation of serious breaches of board confidentiality on the part of
several Directors in the "out" group, and this has been given, implicitly
and explicitly, as a reason for excluding some people. I have heard similar
allegations aimed at Directors in the "in" group. But when I've asked those
involved on either side to give me real details I must say, with perhaps one
notable exception, that very little has been presented that would convince
me we have a problem. Furthermore, to the extent that there have been
breaches, how severe have they been? There are, to be sure, topics that
demand Board confidentiality; personnel matters and certain business
negotiations being at the top of the list, but the vast bulk of what we do
is rather mundane, and assigning undue importance to confidentiality in
these areas is largely an exercise in exaggerated self-importance.

 

Our "shadow board" involves Directors elected by roughly two thirds of our
membership. Conducting business as it does deprive one third of our
membership of effective representation. Perhaps this is not illegal,
although I'm sure that an enterprising attorney could construct a civil case
that would at least get through the courthouse door. But it utterly fails
the "smell test." It is wrong, it is unethical, it is harmful to the League
and its membership, and it needs to stop. NOW. How might we protect the
league from things like this in the future and make clear to our members
that we take representing them seriously? I would propose something like
this in the standing orders: "Whenever a quorum of the Directors meets, in
person, virtually, or mixed, the meeting shall be announced to the entire
Board and access to the meeting shall be given to all Directors, Vice
Directors, and Officers." This is clear and concise but is far less onerous
than the rules that apply to governmental entities.

 

III. The Nature of Board Transparency

 

One can and should infer from the previous sections that Board transparency
is necessary for a healthy Board elected by the membership. It is, perhaps,
not the kind of transparency that some critics of the League have called
for, such as live broadcasts of Board meetings, though this argument could
certainly be made. The point of transparency is that both League members and
Board members should have sufficient information to carry out their roles. I
see two areas in which our Board is lacking. First, our reporting of major
actions is weak. The Board minutes that we feed to our membership seem
designed to minimize disclosure to a fairly superficial level. Over the
years we have intentionally avoided or minimized details of our
deliberations; we have had specific discussion on this topic at Board
meetings. Furthermore, we have been less than diligent in distributing what
information we do reveal to our members in a timely fashion. In addition, we
don't, as a matter of course, report who voted and how, unless someone
requests a roll call, and when several Directors did start exercising this
power more frequently, the Board voted to change the rules to make roll call
votes more difficult. The rational as I understand it was that the roll
calls were taking too much time. This is as specious an excuse as one could
muster. In fact, why not record votes on every motion? The technology exists
to do this easily and quickly, or it could simply be done by the Secretary.

 

Reticence to record votes has far more to do with avoiding embarrassment on
the part of the Directors than with saving time at the meetings. Can we do
anything about this? Of course, and easily. I would propose adding something
like the following to the Standing Orders: "All votes of the Board shall be
recorded, including who voted and how, and, except in the case of votes made
during executive sessions, immediately reported." This brings me back to the
topic of Board confidentiality, already mentioned above in the previous
section. Yes, there are certain things that should not be publicly
disclosed, or should be disclosed only at a high level: personnel matters,
legislative negotiation strategies, and certain sensitive business
negotiations. There is good reason to be careful in these areas. However,
such matters are generally easy to discern. Few of the cases of alleged
breach of confidentiality that have come to my attention have had much
impact in these arenas. So, what is the real reason for the Board's
obsession with secrecy and confidentiality? As mentioned above, it is
clearly the desire to avoid embarrassment (and perhaps even
accountability?). This raises a HUGE RED FLAG. We've all experienced
embarrassment and it isn't pleasant, but fear of embarrassment is also a
very important signal that warns us when we are on a path that is ill
advised, unethical, or worse, and that requires some serious rethinking.

 

IV. Equal representation for all members

 

We are a membership organization with an elected board. As such, each
member's vote should be counted roughly equally. Sadly, and as we all know,
this is far from the case. The following chart reveals the numbers of full
members in each division as of last November with the relative value of a
single member's vote in each division. The disparity is appalling. The vote
of a member in the Southeastern division is worth one-fifth of that of a
member in the Dakota division:

 

Division                     Full Members            Vote Value Relative to
Average

Atlantic                       11464                                     0.8


Central                         9306                                     1.0


Dakota                         3052                                     3.0

Delta                             6676
1.4

Great Lakes               11037                                     0.8

Hudson                        4857                                     1.9

Midwest                       5991                                     1.5

New England             8236                                     1.1

Northwest                  11317                                     0.8

Pacific                          8872
1.0

Roanoke                    11693                                     0.8

Rocky Mountain         6990                                     1.3

Southeastern            14101                                     0.6

Southwestern           10655                                     0.8

West Gulf                  11043                                     0.8

 

total full members 135290              average division 9019

 

There will never be perfection, as division membership numbers change over
time. Nonetheless, considerations of fundamental fairness dictate that the
League do something to level the playing field. Our members all pay the same
dues; they deserve the same rights. The status quo is simply not defensible
on ethical grounds. There are multiple possible solutions to this problem,
all easy to describe but politically difficult to implement. But the problem
must be solved. A good start would be to define boundary goals. Perhaps we
should add something like this to our bylaws: "The number of members
entitled to vote in each division shall be between 80% and 120% of the
number in an average sized division."  By this standard, only four divisions
currently pass muster - Central, New England, Pacific, and Southwestern.

 

V. The Ethics and Elections Committee

 

The Board has for many years relied on an Ethics and Elections committee as
a mechanism for managing questions of ethics and propriety. Any objective
analysis of its efficacy would conclude that the results have been mixed at
best. On smaller details having to do with the conduct of elections, the
committee has mostly been able to bring order when needed. But on some of
the truly important matters, the Committee has failed, leading to
accusations of weaponization, arbitrariness, and bias. I will note three
situations that have arisen in recent years to illustrate this.

 

In one, a Director was censured for activities characterized as breach of
confidentiality when, in fact, the underlying "offense" was an encounter
between the Director and a Board Officer at a Board meeting, one that some
Board members found to be unacceptable. The result has fueled anti-League
rhetoric and damaged the reputation and stature of the Board.

 

In another, a Vice-Director was denied the right to run based on an
interpretation of conflict of interest that can, at best, be characterized
as convoluted and tortured. Much to his credit, that Vice-Director took the
long view and has since returned to the Board as an elected Director. An
interesting side note is that a few years later, a Director candidate found
himself in a very similar situation, and there was no action by the E&E.
Inconsistent results like this damage the League.

 

In the most recent, a Director proposed to publish a book that was in
violation of any reasonable interpretation of conflict of interest. The E&E
gave an initial OK, a decision that in itself was impossible to justify,
then backtracked on that approval claiming that important information had
been withheld, though the proposed publication would have been, with or
without the withheld information and beyond any doubt whatever, a violation
of conflict of interest. The result was a kerfuffle that cast the League in
a most unfavorable light, and which gave the Director plenty of ammunition
to criticize the Board.

 

In summary, on big issues our Ethics and Elections committee has been an
almost total flop. While it might be tempting to criticize the individual
Directors on that committee, in fact, each of the three E&E committees
involved in the cases above had a different membership. The problem would
seem to have less to do with individuals than with a flawed process. One
important flaw is that the committee makeup changes frequently due to our
rules about who may serve on it. The short terms served on the committee
have led to inconsistency from year to year, inconsistency that from the
outside is perceived as arbitrariness. Another is that information and
history do not seem to pass easily from one E&E to another. We keep trying
to reinvent the wheel.

 

One thing that is not a flaw is the various pieces of Board policy and
Connecticut law that together form our code of conduct. While it is always a
good idea to periodically review and update the code of conduct, the
periodic attempts to "fix" the codification of the code amount to no more
than rearranging the deck chairs on the Titanic, and doing so will not fix
the problems with the E&E. Recent history shows that our problems lie not in
the details of that code, but rather in the inconsistency of its
application.

 

Many boards of all sorts now call upon third-party organizations to vet
ethical issues. We might be well advised to do this, as has been discussed
several times in Board meetings. The following, framed as a bylaw change, is
one way to proceed: "The President, or a committee appointed by the
President, shall find and recommend an outside firm to investigate and
adjudicate matters of Board ethics and election conduct." Another approach
might be to enlist past Directors, Vice-Directors, and Officers, now
presumably detached from the Board nitty-gritty but still familiar with the
general operations, to take on this role. This would be less expensive and
arguably would lead to an E&E better informed about board and election
operation. "The Board shall elect an Ethics and Elections committee made up
of 3 individuals who have served, but are not currently serving, as
Director, Vice-Director, or Board Officer."

 

VI. Summary

 

In the previous sections I've laid out what I believe to be some of the most
pressing issues challenging the Board today. To reiterate:

- Balancing our not-for-profit character with the need for sound business
management

- The threat posed by the "Shadow Board"

- Living up to our duty of transparency

- Equal representation for our members

- Fixing the Ethics and Election Committee process

 

These are challenges not to the body of the League, but to its soul. Things
like cash flow, building up an endowment, or increasing the membership are
more practical problems, and we have on the Board and at the helm of the
League people who are willing, able, and eager to tackle them. I've also
sketched out possible solutions to the problems I've described. These would,
of course, need to be fleshed out and made into motions, but that shouldn't
be too hard to do. I would be happy to assist.

 

VII. And Now for a Final

 

It's time to wrap things up. I've been on this Board for 25 years now. It's
been quite a ride. I've served under five presidents, survived no-code
licensing, battled for antenna rights in the courts, fought in the
"Vice-Director War", and gotten to know some very fine people in the
process, many still with us, a few, sadly, no longer. I could try to name
you all, but the list would be long, and I would no doubt omit someone
important. But I will call out one old friend, no longer with us, whom I
sorely miss. That would be Pacific Division Director Jim Tiemstra. Those who
knew him may recognize some of his ideas in the preceding pages. I am not
yet done with League service, but I may be entering something of a hiatus.
For now, I'll be building up the veggie farm, finally putting my antenna
farm back together, busying myself with town politics, sliding into
professional retirement, and generally looking for new ways to get in
trouble.

 

73,

 

Mike Raisbeck k1twf

1st Vice President


72/73
                       
John Kitchens, NS6X
805.216.2569
NS6X@arrl.org
PO Box 178
Somis, CA  93066
ARRL Santa Barbara Section Manager




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